Equity

No.	SERVICES	FEE
A.	TRADING FEE	Total Trading Value/day
I.	Sharess and Fund Certificates
1	Aggregate transaction value under VND 50 million/day	0,3%
2	Aggregate transaction value from VND 50 million to under VND 100 million/day	0,25%
3	Aggregate transaction value from VND 100 million to under VND 300 million/day	0,22%
4	Aggregate transaction value from VND 300 million to under VND 500 million/day	0,2%
5	Aggregate transaction value from VND 500 million to under VND 1 billion/day	0,17%
6	Aggregate transaction value from VND 1 billion/day	0,15%
II.	Bonds	0,20%
III.	Derivative
	Index Future Contract	7,700 VND/contract (included fee paid to the Stock Exchange)
	Government Bond Future Contract	9,500 VND/contract (included fee paid to the Stock Exchange)
B.	DEPOSITORY FEE
1	Shares and Fund Certificates	0,27 VND/stock, fund certificate, covered warrant/month
2	Bonds	0,18 VND/bond/month, maximum VND 2,000,000 VND/month/bond
3	Debt instruments according to Public Debt Management Law	0,14 VND/debt instruments according to Public Debt Management Law, maximum 1,400,000 VND/month/code
	Fees to be paid to VSD
a.	Position management service fee	2,550 VND / contract / account / day
b.	Collateral asset management	0,0024% accumulated value of collateral asset balance (cash + securities value in par value)/account/month (not greater than 1,600,000 VND/account/month, not less than 100,000 VND/account/month)
C.	CHARGES FOR TRANSFER OF THE RIGHT WILL BE NOT THROUGH THE TRANSACTION SYSTEM
1	Founding shareholders are in the time of transfer restriction in accordance with the law	0,1% value of ownership transfer
2	The transfer cases are approved by competent state agencies	Fee for VSD: 0,1% of the value of ownership transfer for stocks and fund certificates, covered warrant
		Fee for KIS: 0.1% of the value of ownership transfer for stocks and fund certificates, covered warrant
		0,005% of the value of ownership transfer on Bonds
3	Transfer of corporate bonds Private placement which have registered securities at VSD but have not, not listed / registered for trading on the Stock Exchange	0,005% of the value of ownership transfer
4	Donating, giving, inheriting ***except for cases of donation, donation, donation, inheritance between husband and wife, between biological father, natural mother and natural child, adoptive father, adoptive mother and adopted child, between father-in-law, mother-in-law and daughter-in-law, between father-in-law, mother-in-law and son-in-law, between grandfather, grandmother and grandson, between grandfather, grandmother and grandchild, between brothers, sisters and brothers	Fee for VSD: 0,1% of the value of ownership transfer for security stocks, fund certificates and warrants
		Fee for KIS: 0,1% of the value of ownership transfer for security stocks, fund certificates and warrants
		0,005% of the value of ownership transfer on Bonds
D.	SECURITIES TRANSFER
1	Transfer to make payment for SELL securities transactions	0,3 VND/stock/time/code (maximum not exceeding 300,000 VND/time/stock)
2	Transfer securities between investors’ accounts at different members	Fee for VSD: 0,3 VNDstock/time/code (maximum not exceeding 300,000 VND /time/stock)
		Fee for KIS: 50,000 VND/document
3	Transfer securities to make payments	0,3 VND/stock/time/stock (maximum not exceeding 300,000 VND /time/stock)
4	Transfer to account settlement	Fee for VSD: 0,3 VND/stock/time/code (maximum not exceeding 300,000 VND / time/code)
		Fee for KIS: 100,000 VND/document
E.	OTHER SERVICES
1	Auction Authorization	Failure auction: 200,000 VND/time
		Successful auction: 0,5% * successful purchase value ( Minimum 500,000 VND/ time, Maximum 5,000,000 VND/time)
1	Stock withdrawal	100,000 VND/document
2	Transfer of rights to buy additional shares:
	* Same Company	50,000 VND/document
	* Different companies	100,000 VND/document
4	Closing account	50,000 VND
5	Reissue OTP card	50,000 VND/card
F.	FEE OF SHAREHOLDER INFORMATION MANAGEMENT SERVICE
I.	Securities transfer
1	Stock	0,30%* transaction value
2	Bonds	0,20%* transaction value
3	KIS Vietnam Stock	0,15%* transaction value
The minimum transfer fee is VND 50,000 and up to VND 5,000,000 per transaction.
4	Re-issuance of shareholder book / transfer certificate of ownership of shares	50,000 VND/time
5	Change shareholder information	Free
G.	Blockade and release of securities
1	Lock, release with registered security measures	At KIS: 0,05% of transaction value at par value (minimum VND 500,000/document, maximum VND 5,000,000/document) At VSD: 80,000 vnđ/document (lock), 20,000 vnđ/document (release)
2	Block securities upon request	At KIS: 0,05% of transaction value at par value (minimum VND 500,000/document, maximum VND 5,000,000/document) At VSD: 0,1% value of blocked securities for securities, corporate bonds and debt instruments (maximum VND 10,000,000/code)
		0,01% of transaction block value at par value for corporate bonds and debt instruments (maximum VND 5,000,000/document)
3	Pledge and handle mortgaged securities in case of insolvency	0,03% of transaction value at face value (excluding transaction fees, min: 300,000/time, maximum 3,000,000/time)

*Effective from 10/07/2023*